International Journal of Metallurgy and Metal Physics
(ISSN: 2631-5076)
Volume 2, Issue 1
Short Review
DOI: 10.35840/2631-5076/9208
A Short Review on Mechanical Behavior of Nanocrystalline Materials
Liang Tian*
Table of Content
Figures
Figure 1: a) Two dimensional model of a nanostructured material;...
a) Two dimensional model of a nanostructured material; b) The effect of grain size on volume fraction of intercrystal regions and triple junctions (Adapted from Ref [5]).
Figure 2: A schematic drawing of a cross section of a whisker...
A schematic drawing of a cross section of a whisker. It shows a series of concentric cylindrical shells made up of individual particles (Adapted from Ref [25]).
Figure 3: Two SPD techniques a) High-pressure torsion;...
Two SPD techniques a) High-pressure torsion; b) Equal channel angular pressing (Adapted from [52]).
Figure 4: Molecular dynamics study of crossover regime of nc Cu...
Molecular dynamics study of crossover regime of nc Cu. The diagram gives the grain size dependence of flow stress. The appearance of a maximum flow stress indicates a transition from dislocation mediated plastic deformation to grain boundary mediated plastic deformation. The decreased flow stress with decreasing grain size is known as inverse Hall-Petch relation (Adapted from Ref [63]).
Figure 5: a) The comparison of time dependent plastic strains for a high...
a) The comparison of time dependent plastic strains for a high SFE Al and low SFE Pd materials for a grain size of 24 nm. After 1% plastic strain, the strain rate in Al is almost constant while the strain rate in low SFE Pd decreases steadily. The curve begins to diverge at around 0.4% strain when the high SFE Al enter the perfect dislocation slip regime and in low SFE Pd, stacking faults continue to extend though gliding until the entire grain is transected. This inability to produce perfect dislocation in low SFE materials leads to strain hardening; b) The deformation-mechanism map proposed by Yamakov, et al. [65]. The map shows three distinct regions for low temperature deformation behavior of nc fcc metals. Region I, II, III is complete extended dislocations, partial dislocation, grain boundary dominated deformation, respectively.
Figure 6: Deformation twinning revealed in MD simulation...
Deformation twinning revealed in MD simulation snapshot of nc Al by Yamakov, et al. [78]. Various interactions between dislocations and grain boundaries have been observed. Twins are formed by successive emission of Shockley partials from grain boundary. The triple junction shows a formation of a new grain (Adapted from Ref [78]).
Figure 7: A) Deformation twins around an indent in nc Al observed by TEM;...
A) Deformation twins around an indent in nc Al observed by TEM; B) HRTEM micrograph showing a deformation twin in (A) with parallel twin boundaries which are several atomic planes thick; C) Many dislocations around grain boundary were observed in coarse-grained pure aluminum. No evidence of deformation twins (Adapted from Ref [61]).
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Author Details
Liang Tian*
Department of Materials Science and Engineering, Iowa State University, USA
Corresponding author
Liang Tian, Department of Materials Science and Engineering, Iowa State University, 2200 Bonisteel, Ann Arbor, MI, 48109, USA, Tel: +1-515-509-0857, E-mail: [email protected]; [email protected]
Accepted: September 25, 2017 | Published Online: October 13, 2017
Citation: Tian L (2017) A Short Review on Mechanical Behavior of Nanocrystalline Materials. Int J Metall Met Phys 2:008.
Copyright: © 2017 Tian L. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Abstract
Nanocrystalline materials, as a new generation of advance materials, have outstanding mechanical properties such as high strength and hardness, low elastic modulus, good ductility and excellent fatigue and wear resistance. In this paper, an overview of the synthesis and mechanical properties of nanocrystalline materials is provided. Furthermore, the grain size dependent plastic deformation mechanism is discussed to correlate with their mechanical behavior.
Keywords
Nanocrystalline materials, Mechanical properties, Deformation mechanism
Introduction
Nanocrystalline materials are ultrafine-grained polycrystals with a grain size under 100 nm. In the order of a few nanometers, these materials consist of about 50 vol. % crystals (crystalline component) and 50 vol. % interfaces (interfacial component) [1]. The concept of nanocrystalline materials was first introduced by Gleiter in 1986 [1]. He found that nanocrystalline materials can allow the alloying of components which are immiscible in conventional coarse-grained materials and the properties of nanocrystalline materials are different from those of single crystals, coarse-grained polycrystals and glasses with the same average chemical composition. He thinks that this deviation is strongly related to the reduced size of the crystallites as well as the large amount of grain boundaries between adjacent crystallites [1-6].
Nanocrystalline materials have been a hot research topic over the past 30 years since Gleiter presented the concept [3-25]. Figure 1a shows that a two-dimensional model of a nanocrystalline materials. Figure 1b gives the effect of grain size on the volume fraction of intercrystal regions and triple junctions. The volume fraction of interfaces can be as much as 50% for 5 nm grains, 30% for 10 nm grains. Due to the small grain size, nanocrystalline materials often have superior properties to those of conventional polycrystalline coarse-grained materials. They exhibit increased strength, hardness, ductility, toughness, and reduced elastic modulus. Driven by this strong incentive, many research studies have been done to understand processing, structure, property relationship of nanocrystalline materials [21-29].
The synthesis and use of nanostructures can be at least traced back to 1976. Lashmore, et al. [25] found that the microstructure of polycrystalline iron whiskers is composed of a center core surrounded by many layers of concentric cylinders with particle diameter between 100 and 300 nm. The grain size in both the core and the surrounding particles is between 5 and 20 nm. The very high strength of these whiskers, 800 MPa, was observed. They believed that the extreme grain refinement is the strengthening mechanism for these whiskers. A schematic drawing of a cross section through a whisker is given in Figure 2.
Therefore, it is natural to think that the grain size distribution and the grain boundary structure can contribute to the mechanical behavior and deformation mechanisms of nanocrystalline materials [4]. Nieman, et al. [26] studied the bulk mechanical properties of nanocrystalline Cu and Pd sample, which is prepared by inert gas condensation. The results showed that for nanocrystalline sample, the grain size is in the range of 3-50 nm, lattice strain is in the range of 0.02-3%, and density is in the range of 97-72% of a coarse-grained sample. Microhardness and tensile strength of nanocrystalline samples exceeds that of annealed, coarse-grained samples. The author believed that the strengthening mechanism is the restrictions on dislocation generation and mobility due to ultrafine grain size. Fougere, et al. [28] prepared nanocrystalline Fe samples by inert gas condensation. A new consolidation device was used to minimize defect population and contamination. The Vickers microhardness of nanocrystalline Fe with grain size from 4 to 15 nm is 3 to 7 times that of coarse-grained Fe.
In addition, Sergueeva, et al. [21] demonstrated the role of grain boundary sliding and grain rotation in the deformation of nanocrystalline materials by forming homogeneous nanocrystalline NiTi by nanocrystallization of amorphous NiTi under high pressure torsion. The resultant nanostructure has 2650 MPa room temperature strength with an elongation to failure of about 5%. At elevated temperatures around 0.4-0.5 Tm, nanocrystalline NiTi showed a high ultimate strength with sufficient elongation (up to 200%). Considering the shape and the size of grains did not change too much after deformation, they believed that in nanocrystalline NiTi, grain boundary sliding and grain rotation are active and the generation and motion of dislocations play the role of accommodation of stress concentration.
The simultaneous high strength and ductility of nanocrystalline material have been demonstrated by many researchers. Valiev, et al. [22] proved that in the nanostructured titanium processed by severe plastic deformation, the controlled annealing could enhance both strength and ductility. Youssef, et al. [24] made artifact-free bulk nanocrystalline copper samples with a mean grain size 23 nm. The material exhibited tensile yield strength about 11 times higher than that of conventional coarse-grained copper, while retaining a 14% uniform tensile elongation. Sergueeva, et al. [27] investigated the room temperature mechanical properties of commercially pure Ti with grain size from 60-150 nm by severe plastic deformation with annealing. The ultimate tensile strength significantly increased to 1150 MPa with an elongation 8%.
Youssef, et al. [24] demonstrated that the dislocation based deformation mechanism is a major deformation mechanism in nanocrystalline copper by observing individual dislocation motion and dislocation pile-ups using in situ dynamic strain TEM.
Carsley, et al. [23] demonstrated the unique mechanical behavior of a bulk nanostructure Fe-10 Cu alloy with grain sizes between 30 nm and 2 mm. The only plastic deformation mechanism was shear banding, which was then accompanied by a perfectly plastic stress-strain response without strain hardening effect at temperature range from 77 to 470 K, which resemble the mechanical behavior of amorphous materials.
Agnew, et al. [29] investigated the effects of inherent defects in nanocrystalline Cu and Ni on their mechanical behavior. The results showed that flaws, pores, and partial recrystallization determine the strength and may introduce some plasticity into the nanocrystalline samples.
Nanocrystalline materials are a subset of nanostructured materials, which include any material with one or more dimensions in the nanometer range [23]. Based on dimensionality, there are four categories of nanostructured materials: 0D-nanoparticles; 1D-nanowires, nanotubes, nanorods; 2D-nanograined layers; 3D-equilaxed bulk solids [5]. In this paper, nanocrystalline materials mean 3D bulk nanostructured materials. In the following sections, we will review the synthesis and mechanical behavior of nanocrystalline materials. Then discussion will be focused on grain size dependent plastic deformation mechanisms.
Synthesis
Two ideas to synthesize nanocrystalline materials is either consolidating small clusters or breaking down the coarse-grained polycrystalline bulk material into nano-grained crystallites [5]. Based on this, the principle synthesis methods can be generally classified into four groups: inert gas condensation, mechanical alloying and compaction, severe plastic deformation and electrodeposition [4].
Mechanical alloying, essentially ball milling in a protective atmosphere, has been used to produce nanostructured materials via repeated grinding. Nano-sized grains can be obtained after sufficient milling time. The grain growth is not significant during consolidation of this process, which makes the grain size easy to control. The advantage of this process is to produce nanostructured materials in reasonable size and quantities. Its disadvantages include the difficulty to control materials purity and achieving full density. The method was particularly successful for aluminum alloys. The relative mechanical behavior data and the associated cryomilling mechanisms for formation of nanostructured Al alloys are given in reference [30]. Koch [11] has reviewed the synthesis and structure of nanocrystalline materials by this technique. Other examples using this technique can be seen in references [30-34].
Inert gas condensation has usually been used to produce nanocrystalline Cu, Ni, Pd by evaporating a metal inside a chamber with high vacuum and then backfilling a low pressure inert gas [24,26,35,36]. In reference [28,37], inert has condensation has also been used to produce nanocrystalline Fe and TiAl alloys. As an early technique to produce ultrafine grain materials, the use of this technique can be traced back to 1981 [38]. Muhlbach, et al. [37] used inert gas condensation to produce microclusters of metal atoms Sb, Bi and Pb. They proved that condensation parameters (e.g. type of inert gas, temperature of the inert gas, temperature of the metal oven) can influence the grain size distribution. The principle of inert gas condensation is that the evaporated metal atoms collide with the gas atoms, lose the kinetic energy, and condense into small particles. Then the condensed fine particles were carried by the convection currents to the collector device. Then a compaction process is taken to produce the final bulk nanocrystalline materials. Smaller grain size can be obtained by decreasing either inert gas pressure or the evaporation rate and by using light weight inert gases. The limitations of this technique include impurity in the vicinity of the particle boundaries, porosity due to insufficient consolidation, difficulties to maintain the fine grain size during consolidation. Sanders, et al. [39] has reported to use new synthesis and compaction devices to reduce hydrogen and oxygen impurities and increase density. However, they found that it was very difficult to produce and retain extremely fine grain sizes in the high purity and high density nanocrystalline Pd and Cu synthesized in this study. Markmann, et al. [40] used the cold rolling to increase the density of the specimens while still retaining the size of the texture-free, equiaxed grains.
Electrodeposition has been used to produce sheets of nanocrystalline metals (e.g. Ni, Cu, Zn, Ag) [41-47] and binary alloys (e.g. Ni-Fe, Ni-W, Ni-Cu) [48-51]. The advantages of this technique include obtaining porosity-free products, no need for consolidation process, low investment and high product rates. Pulse electrodeposition technique exhibits obvious advantages over direct current electrodeposition in the control of deposit grain size, surface morphology, and preferred orientation [45,46]. It has been shown that the electrodeposition parameters can influence the final grain size and should be properly chosen to produce nano-size grains by favoring the nucleation of new grains instead of growth of existing grains [5,41,43]. This can be done by using high deposition rates, formation of appropriate complexes in bath, addition of suitable surface-active elements to reduce surface diffusion [5,43]. Qu, et al. [43] developed a new method to synthesize bulk nanocrystalline nickel without using any additives. They employed pulse plating with narrow pulse width and high peak current density to increase the deposition current density and the nucleation rate. They found that at different current densities, different surface morphologies, grain sizes, textures, and hardness were obtained. For example, when the current density ranges from 300 to 60 A dm-2, the grain sizes is between 50 and 200 nm. Ebrahimi, et al. [44] produced nano-grained nickel film by electrodeposition using a sulfamate-based electrolyte. They investigated the effect of pH of the electrolyte on the grain size. The results showed that grain size reached minimum around pH = 4.8. Saber, et al. [45] studies the effect of pulse peak current density on the grain size and surface morphology of zinc deposits with additives. It showed that increasing current density significantly changed the surface morphology and decreased the grain size. Also the texture of zinc deposits changed with increasing current density. Villain, et al. [47] quantitatively studies the grain growth of nanocrystalline silver deposits by measuring the electrode potential versus polycrystalline silver. A parabolic law was obtained for the grain growth. Cheung, et al. [48] showed that the amount of iron co-deposited with nickel can affect the grain size, texture of the nanocrystalline Ni-Fe alloy. Initially, hardness increased with decreasing grain size following Hall-Petch relationship. However, when the grain size reach a critical value 18 nm, the hardness of the materials deviated from regular Hall-Petch relationship.
Severe Plastic Deformation (SPD) breaks down the coarse grain into nano-size grain. As an alternative to inert gas condensation and mechanical alloying which have inherent drawbacks such as porosity and contamination, severe plastic deformation has been seen as a new approach for fabricating bulk nanostructured materials [52]. SPD-produced nanomaterial can be fully dense and the large geometrical dimensions make it a perfect candidate for mechanical properties test. Though the grain refinement can be done by any means of introducing large plastic strains in metals, two methods for a material subjected to SPD have received widespread attention. They are High-Pressure Torsion (HPT) and Equal Channel Angular (ECA) pressing (Figure 3). The details about these two techniques can be referred in Valiev's paper [52] published on Nature or other review papers on SPD [5,16,53]. The grain boundary structure of SPD-processed materials is an important factor in determining new mechanical behavior. High fraction of high angle grain boundaries has been observed in ultrafine grained nickel in reference [54].
Plastic Deformation Mechanism
For conventional polycrystalline materials, the grain size dependence of strength and hardness is well established as Hall-Petch relationship, which indicates that the yield stress and hardness is inverse to the square root of grain size [55-58]. This strengthening at reduced grain sizes is attributed to the pile-up of dislocations at grain boundaries. However, when it comes to Nanocrystalline (nc) regime, the conventional Frank-Read dislocation sources ceases to control the deformation because the stress to bow out a dislocation approaches the theoretical shear strength [55,57].
As long as the plasticity is primarily caused by conventional dislocation activity, the grain refinement strengthening effect will always exist. In conventional polycrystalline metals, the grain refinement during deformation often accompanies the formation of texture, which is accomplished by the dislocation glide on multiple active slip systems in grains [55]. However, texturing was not observed in heavily cold-rolled nanocrystalline Pd [40]. This clearly indicates that conventional dislocation deformation mechanism may not explain the strengthening of nc materials. Therefore, Markmann [40], suggested grain boundary sliding and grain rotation as concurring processes to control the deformation of nc materials. However, the validity of their explanation has to be further verified by experimental results. Budrovic Z, et al. [59] used in situ peak profile analysis to investigate plastic deformation of electrodeposited nc nickel and found that the peak broadening is reversible upon unloading, which is different than the irreversible broadening caused by normal dislocation mediated processes. Hemker [56], further stated that when materials become nc regime, the increasing volume fraction of grain boundary will serve as highly effective dislocation sinks and sources and traditional dislocation sources cease to operate. He also pointed out that grain boundary sliding and partial dislocation emission mechanism, suggested by molecular dynamics study [60], is in good agreement with the experimental observations of twinning and stacking fault in nc aluminum by Chen, et al. [61]. Therefore, in situ x-ray peak profile analysis is proved to be an important tool to study atomic scale deformation processes in nc materials. Though the deformation mechanism for nc materials is still under debate, it is clear that the dislocation activity is fundamentally different in nc materials and a new mechanism should be responsible for the plastic deformation of nc materials.
Ma [55] pointed out that dislocations are nucleated out of grain boundaries sources and traverse the grain and disappear into the opposing grain boundaries, with little chance of being stored inside the grains. Also the emission of partial dislocation from a grain boundary becomes energetically favored, leaving behind debris such as deformation twins and stacking faults. Shan, et al. [62] has also proposed that grain boundary-mediated plasticity such as grain boundary sliding, grain rotation substitutes for conventional dislocation nucleation and motion as the dominant deformation mechanism when grain sizes are reduced below a certain value. Schiotz, et al. [63] used molecular dynamics simulations to simulate plastic deformation of nc copper. They attributed the maximum strength at a grain size of 10 to 15 nm to a transition in the microscopic deformation mechanism from dislocation controlled plasticity in coarse-grained materials to grain boundary sliding in the nc materials. Swygenhoven [58] believed that dislocation sources and pile up are hardly expected to exist in nc materials because of an increasing percentage of grain boundary atoms and a grain boundary accommodation mechanism should be responsible for the plastic deformation. All these observations [55-66] confirmed that the grain boundary played a very important role in the plastic deformation of nc materials. There are three ways to investigate the plastic deformation behavior of nc materials. They are molecular dynamics study, experimental observations, theoretical modeling.
Molecular dynamics study
Direct experimental visualization techniques are intrusive and almost impossible to get the intact grain boundary structure information. In situ Transmission electron microscopy requires samples to have a thickness comparable to the grain size and therefore alters the grain boundary structure [58,66]. It is still not clear that what extent will this structure change have an effect on mechanical properties of nc materials. However, molecular dynamics simulations provide an alternate way to investigate the deformation mechanism involving millions of atoms, representing a small part of three-dimensional bulk nc materials [55,56,58,66].
The first attempt to use molecular dynamics to study the deformation of nc materials was made by Schiøtz, et al. [67]. They studied the deformation of a nanometer sized wire containing multiple grain boundaries. The migration of grain boundaries was observed. The correlated stress-strain curves from simulations clearly indicated the grain boundaries may be of great importance to the mechanical properties of nc materials. In ref [68], Schiøtz, et al. simulated of the deformation of nc copper, which show a softening with decreasing grain size in the smallest grain size regime. The plastic deformation is mainly carried by grain boundary sliding, with only a minor part being caused by normal intragranular dislocation activity. He further investigated the effects of varying temperature, strain rate and porosity on the mechanical behavior of nc copper [69]. He observed the maximum strength of nc copper at a grain size of 10 to 15 nm (Figure 4) [63]. He believed that the maximum is correlated by a shift in the microscopic deformation mechanism from dislocation-mediated plasticity in the coarse-grained material to grain boundary sliding in the nc region. Yamakov, et al. [65] further pointed out that this maximum strength strongly depends on the stacking fault energy, the elastic properties of the metal, and the magnitude of the applied stress. They also proposed a deformation-mechanism map (Figure 5) for the mechanical behavior of nanocrystalline fcc metals at low temperature. They also emphasized that the crossover in the deformation mechanism arises from the length-scale competition between the grain size and the dislocation splitting distance, which was verified by their previous studies [70]. In ref [71], Derlet, et al. explained that the observed inverse grain size strain rate dependency in Al columnar structures in ref [70] is a result of the geometrical consequence in the nc regime grain. The dislocation activity difference in 2D and 3D can be explained by means of the geometrical restricted difference in available slip systems and the atomic activity observed in the grain boundary. In ref [72], Jacobsen, et al. analyzed the work done by Yamakov, et al. [70]. They pointed out that the interplay between grain boundaries and dislocations is critical to understand the mechanical properties of nc materials. A possibility to engineer the structure of grain boundaries to control the dislocation behavior and thereby the mechanical properties was proposed. In ref [73], Yip summarized the work done by Yamakov, et al. in [65] and provided more evidence for a crossover deformation mechanism. In ref [74], this crossover in deformation mechanism was observed to be accompanied by an obvious transition in the mechanical behavior of nc Al. Li, et al. [75] analyzed the completing mechanism between grain boundary and dislocation mediated deformation of nc Al during plastic strain recovery. The results showed that grain boundary played important role in the deformation of nc Al.
The map use the normalized stress and grain size, in which σ∞, r0 are functions of SFE and elastic properties of the material. The two diagonal lines stand for 'dislocation splitting line' and 'nucleation stress line', defined by length scale competition between grain size and dislocation splitting distance and the grain size dependence of dislocation nucleation stress, respectively. The map couples the mechanical properties of nc fcc metals with the structure and physics of the dislocations (Adapted from Ref [65]).
In ref [76], the limitations of molecular dynamics method were brought forward by Swygenhoven, et al. They proposed a generalized stacking fault energy curve to interpret the nature of slip in nc metals. In ref [77], they simulated nc Ni and addressed the microscopic mechanism of grain boundary sliding to be atomic shuffling and stress assisted free volume migration [56]. The accommodation processes under high stress and room temperature condition include grain boundary sliding, dislocation activity and triple junction migration. In refs [60,78], Yamakov, et al. elucidated the interplay between dislocation and grain boundary processes during room temperature plastic deformation of nc Al. Deformation twins was observed, which was never shown in coarse-grain Al due to a high stacking fault energy. A new grain was formed near the triple junction, which can be explained by an intricate interplay between deformation twinning and dislocation nucleation from the grain boundaries during the deformation. They demonstrated that mechanical twinning may play an important role in the deformation behavior of nc Al. They also studied grain-boundary diffusion creep deformation mechanism in nc palladium [79]. The first observation of grain boundary sliding as an accommodation mechanism for coble creep was reported. They further analyzed the mechanisms of dislocation-dislocation and dislocation-twin boundary reactions during the deformation of nc Al under sufficiently high stress [80]. These interactions may lead to complex twin networks, which may cause dislocation piles up and strain hardening. Jang, et al. [81] simulated the deformation of nc Al-Pb alloy. All the Pb was observed to be segregated at the grain boundary. The increasing Pb content impeded the nucleation of partial dislocation. The preferred grain boundary accommodation mechanism led to a decreased yield stress, which is contradictory with the normal solute hardening in coarse-grained materials. A detailed review about molecular dynamic studies on deformation mechanism of nc materials is given in ref [82].
Other atomistic simulation methods have also been used to study the deformation mechanism of nc materials. Tadmor, et al. [83] used the quasicontinuum method to simulate large-scale atomic resolution of nanoindentation into a thin aluminum film to study the initial stages of plastic deformation. They observed two different deformation mechanisms, nucleation and movement of edge dislocation dipoles and deformation twinning. Farkas, et al. [84] applied molecular statics with Embedded Atom Method interatomic potentials to study the dislocation emission process and the grain boundary sliding process and their effects on the stress-strain curves in nc Ni. Both dislocation emission from the grain boundaries and grain boundary sliding was observed.
The limitations of molecular dynamics study were described by [55,56,58,66,71,76,79,82]. The simulations were performed under high stresses, low temperature and very short deformation time [55-58,71]. The time dependent processes like thermal activated process, which may contribute to the deformation in real world experiments, were excluded from simulations [55,57,58,76]. In ref [79], Yamakov, et al. tried to perform the simulation at elevated temperature. The observed grain boundary sliding via coble diffusion creep seems to verify the existence of rate limiting processes. However, for room temperature simulations, the contribution from these rate limiting processes is still unknown. Therefore, the deformation mechanism at low temperature is still unclear by molecular dynamics studies. Ref [66] pointed out that the essentially two dimensional nature of the simulations by Yamakov, et al. [60,70,78-80] could affect the final results because of the reduced number of possible slip systems. Also, ref [57] pointed out that most simulations have been performed on pure samples containing defect free grains with high-angle grain boundaries and a narrow grain size distribution. This neglects the influence of impurities and low-angle grain boundaries or other types of special boundaries. Molecular dynamics studies can only be taken as an inspiration or guidance, but could not directly validate the existence of a mechanism. In ref [85], Mohamed, et al. proposed five requirements for a successful deformation mechanism based on the available experimental data.
Experimental verifications
The inability of molecular dynamics simulations to accurately verify the deformation mechanisms makes the experimental observation irreplaceable to unlock the secrets of plastic deformation of nc materials [55]. Two experimental observation methods, in situ TEM [86] and in situ x-ray peak profile analysis [59,87] were used to investigate the unusual deformation behavior of nc materials. Chen, et al. [61] first used the TEM to provide direct evidence of the presence of deformation twinning predicted by Yamakov, et al. [78] in molecular dynamics simulation in plastically deformed nc Al. Shan, et al. [62] used in situ dynamic TEM to study nc Ni films with an average 10 nm grain size. The grain boundary mediated deformation is believed to be the dominant deformation mode. The extremely short lifetime of emitted and reabsorbed dislocations predicted by molecular dynamics explains why they are hard to be observed by TEM [56]. The in situ x-ray peak profile analysis seems to compensate the inability of in situ TEM to capture the transient dynamic processes [59]. The suggested mechanism-atomic shuffling or free volume migration in the grain boundaries, which is responsible for grain boundary sliding and partial dislocation emission, is possible to be detected by peak broadening measurements [59] because they changed the structure of grain boundaries [56]. Ref [55] also proposed that the trailing partial dislocation emission can erase the stacking fault left by the leading partial dislocation and therefore combined into full dislocation, which is hard to observe by TEM since they leave no footprint after transecting the grain. The sharpened diffraction peaks in ref [59] are a good indication of structural rearrangement of grain boundaries during plastic deformation. The unusual reversible peak broadening phenomenon in nc Ni broadening demonstrated the lack of a permanent residual dislocation network. This seems to imply an undiscovered deformation mechanism other than conventional dislocation motion.
Kumar, et al. [86] investigated the mechanisms of deformation and damage in electrodeposited, fully dense, nc Ni with an average grain size of 30 nm and a narrow grain size distribution by in situ and ex situ TEM observations. The observations clearly showed that dislocation-mediated deformation played a dominant role in the deformation of nc Ni. Wang, et al. [88] used postmortem transmission electron microscopy to study the deformation mechanism of nc Ni with grain size distribution from 30 to 100 nm under very high strain rates. No deformation twinning was observed. The results revealed that dislocation activity was a primary deformation mechanism for the studied nc Ni. Jang, et al. [89] studied the plastic deformation of nc Fe. For grain sizes above about 18 nm, the Hall-Petch relation was observed and slight softening began with further decreasing grain sizes. The strain rate sensitivity increases with decreasing grain size. Chen, et al. [90] measured the hardness of nc Cu and found that the Hall-Petch relation was obeyed until grain size as small as 10 nm. The further investigation of strain rate sensitivity and a flow stress activation volume indicated that grain boundary activity was enhanced at grain size 10 nm but not a primary deformation mechanism. Cross, et al. [91] got direct experimental data from nanoindentation tests and their results suggested a new mechanism at reduced grain size, which suppressed permanent mass transport. Zied, et al. [92] investigated the effects of pressure on microstructure and mechanical properties of compacted ball-milled aluminum. The results showed that the dislocation density and micro-hardness of our specimens increased with increasing pressure. Li, et al. [93] used in situ synchrotron diffraction technique to study nanostructured Ni-Fe alloy. They found that plastic deformation went through a transition with applied strain. The deformation was mainly accommodated by grain boundaries at low strains, while at large strains, the dislocation motion became active and dominated. They also pointed out that 0.2% offset criterion was not applicable to define the macroscopic yield strength at small nc grain size.
Twinning
Deformation twinning, as an important deformation mechanism in nc materials, can significantly affect their mechanical properties [94]. The deformation twinning in coarse grained fcc metals are believed to be done by pole mechanism, prismatic glide mechanism, faulted dipole mechanism, which require an intra-grain dislocation source to operate [95]. However, as grain size enters into nc regime, the resolved shear stress to bow out a Frank-Read dislocation is approaching theoretical shear stress. Therefore, intra-grain dislocation source is hard to operate and multiply. Few dislocations were observed in nc grains [94]. In coarse grained fcc metals, the stress for twinning increases faster than the stress for perfect dislocation slip. Smaller grain size makes the deformation twinning more difficult [96]. Lower temperature and higher strain rate usually promote deformation twinning [95,96]. A detailed review about deformation twinning in coarse grained metals is provided in ref [95]. However, the formation of deformation twins in nc metals shows a different picture than that in coarse grained metals.
Deformation twins were first predicted via quasicontinuum method by Tadmor, et al. [83]. Later, Yamakov, et al. [60,78,80] used massively parallel molecular dynamics and observed the presence of deformation twins in nc Al during the intricate interplay between dislocation and grain boundary mediated deformation processes (Figure 6). Chen, et al. [61] first used TEM to observe directly the existence of deformation twins in nc Al (Figure 7).
The twinning mechanisms in nc metals are proposed to be primarily partial dislocation emission from grain boundary [94]. Wu, et al. [97], Feng, et al. [98] confirmed that twinning does occur upon large plastic deformation in nc Ni. They both provided compelling evidence that grain boundary emission of partial dislocation is the dominating twinning mechanism for nc Ni. This is consistent with molecular dynamics results of nc fcc metals by Froseth, et al. [99], Wu, et al. also observed other twinning mechanisms like dynamic overlapping of extended partial dislocations and grain boundary splitting and migration. This further confirmed the observations of Rosner, et al. [100] that grain boundary sliding and grain rotation are actively involved with twinning. Liao, et al. [101] used high resolution TEM to confirm that twins and stacking faults in nc Cu were formed through partial dislocation emissions from grain boundaries, which is different from the pole mechanism in coarse-grained copper. Wang, et al. [102] investigated the deformation mechanism of nc bcc Ta and found that the deformation process is controlled by twinning. They also pointed out that the physical mechanism of deformation twinning in nc bcc metals is different than that in nc fcc metals. More details can be obtained in ref [94].
Detwinning has been observed both experimentally and in molecular-dynamics simulations, which will significantly soften the material and may lead to accelerated failure [103]. Grain size can have a significant effect on the competition between twinning and detwinning [103] Twinning propensity dominated in a certain range of grain sizes, while the detwinning process dominated outside of this range to annihilate all twins [103]. Nc fcc metals have been reported to deform by twinning when their grains are smaller than a certain size. However, when their grain sizes were very small, an inverse grain-size effect, i.e. twinning becomes more difficult with decreasing grain size, was observed [103-105].
The tendency for detwinning is stronger at small grain sizes (e.g. below 35 nm) than that at large grain sizes (e.g. larger than 100 nm), due to the relatively high energy barriers needed for detwinning to overcome dislocation interactions with twin boundaries. The detwinning process is caused primarily by the dislocation interactions with twins so that it is more readily activated in smaller grains due to their higher flow stresses [103]. Understanding the effect of grain size on deformation twinning and detwinning would allow us to predict the stability and evolution of microstructures and design nanocrystalline twin materials that enhance the strength and ductility [103,104,106].
Analytical expressions were obtained for the grain size corresponding to the peak of the twinning propensity, the required external stress for twinning propagation in polycrystals and the grain size at which the slip begins to prevail over the twinning [107,108]. The grain size range of the nanotwinning propensity, the grain size of its peak, and the external twinning stress are calculated for nanocrystalline metals with different crystal structures such as fcc, bcc, hcp [107]. The theoretical results were compared with the experiments for twinning in Ni and Cu [108].
Other Properties of Nanocrystalline Materials
It might be interesting to briefly mention other grain size dependent properties of nanocrystalline materials. The effect of grain size on the elastic modulus of nanocrystalline materials has been studied by Sharma, et al. [109]. They proposed a closed form model to calculate the grain size dependent elastic modulus of nc materials by considering grain boundary sliding. A mechanics model of nanocrystalline nanowires has been proposed by Shaat, et al. [110] to calculate the ranges of the elastic properties and buckling strength of diamond, Si, Al, Cu, Ag, Au, and Pt nanowires. They calculated the range of Young's modulus, shear modulus, bulk modulus, and mass density of these nanowires for each grain size (from 200 nm to 2 nm). They also reported the size dependent properties of nanowires due to their surface effect by calculating the equivalent Young's modulus and buckling strength of nanowires with different sizes, which are experimentally validated.
The effect of grain size on the electrical resistivity/conductivity in nanoscale polycrystalline metallic materials has been studied by Tian, et al. [111,112]. The electrical conductivity of polycrystalline materials decreased obviously when the grain size is comparable with the electron mean free path inside the grain interior due to the significant contribution of grain boundary scattering to resistivity [113].
Conclusions
The unusual mechanical properties of nanocrystalline materials are strongly related to the grain size dependent nano-scale structure. The high volume fraction of grain boundary phase enables grain boundary to play a dominating role in the plastic deformation of nc materials. In contrast, conventional plastic deformation from intra-grain dislocation activity is strongly restricted because the resolved shear stress to bow out a dislocation source in the grain is approaching theoretical shear stress due to the small grain size. However, in the nanocrystalline regime, deformation mechanism of partial dislocation emission from grain boundaries resulting in strain hardening compete with grain boundary accommodation mechanism, which is responsible for stress softening, known as inverse Hall-Petch relation. This competition is reflected by the length scale competition between grain size and dislocation splitting distance. The competition leads to a crossover in deformation mechanism as well as mechanical properties of nc materials, which depends on the grain size, stacking fault energy, applied stress and elastic properties of materials. It is also important to realize that the grain size distribution and flaws introduced by different fabrication techniques can also exert some effects on the mechanical properties of nc material.